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James Arthur Caputo

ALTERNATIVE CAPITAL ADVISERS, LLC·STAMFORD, Connecticut
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2 STAMFORD PLAZA, STAMFORD, CT 06901CRD# 4390570Firm CRD# 168745
01

About

James Arthur Caputo is a registered financial advisor based in STAMFORD, Connecticut, affiliated with ALTERNATIVE CAPITAL ADVISERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
ALTERNATIVE CAPITAL ADVISERS, LLC
ALTERNATIVE CAPITAL ADVISERS, LLC
AUM
$164M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at ALTERNATIVE CAPITAL ADVISERS, LLC →
Services
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4390570
Firm CRD# 168745
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Arthur Caputo offer?
James Arthur Caputo specializes in Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.
What are James Arthur Caputo's credentials?
James Arthur Caputo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Arthur Caputo located?
James Arthur Caputo is based in STAMFORD, Connecticut, working with ALTERNATIVE CAPITAL ADVISERS, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does James Arthur Caputo charge for services?
James Arthur Caputo's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALTERNATIVE CAPITAL ADVISERS, LLC?
ALTERNATIVE CAPITAL ADVISERS, LLC has approximately 3 employees and manages $164M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)WESTPORT (338)HARTFORD (225)DARIEN (222)NORWALK (134)
City Guides
GREENWICH GuideWESTPORT GuideHARTFORD GuideDARIEN GuideNORWALK Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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