Unclaimed Profile

James Arthur Caputo

ALTERNATIVE CAPITAL ADVISERS, LLC·STAMFORD, Connecticut

Clean recordALTERNATIVE CAPITAL ADVISERS, LLC

2 STAMFORD PLAZA, STAMFORD, CT 06901CRD# 4390570Firm CRD# 168745

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Arthur Caputo · STAMFORD, CT

Registration

CRD #4390570 · ALTERNATIVE CAPITAL ADVISERS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Arthur Caputo is a registered financial advisor based in STAMFORD, Connecticut, affiliated with ALTERNATIVE CAPITAL ADVISERS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ALTERNATIVE CAPITAL ADVISERS, LLC

AUM

$164M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ALTERNATIVE CAPITAL ADVISERS, LLC →

Services

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4390570

Firm CRD# 168745

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Frequently Asked Questions

What services does James Arthur Caputo offer?

James Arthur Caputo specializes in Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.

What are James Arthur Caputo's credentials?

James Arthur Caputo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Arthur Caputo located?

James Arthur Caputo is based in STAMFORD, Connecticut, working with ALTERNATIVE CAPITAL ADVISERS, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does James Arthur Caputo charge for services?

James Arthur Caputo's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALTERNATIVE CAPITAL ADVISERS, LLC?

ALTERNATIVE CAPITAL ADVISERS, LLC has approximately 3 employees and manages $164M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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