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Donald Roger Brooke Liddell

CLEAR HARBOR ASSET MANAGEMENT, LLC·STAMFORD, Connecticut
Series 1, Series 24, Series 63Clean record6 years registeredCLEAR HARBOR ASSET MANAGEMENT, LLC
263 TRESSER BLVD., STAMFORD, CT 06901CRD# 309250Firm CRD# 152242

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Roger Brooke Liddell · STAMFORD, CT
Registration
CRD #309250 · CLEAR HARBOR ASSET MANAGEMENT, LLC · 6 years registered
Brand Profile
Not yet started
01

Career History

CLEAR HARBOR ASSET MANAGEMENT, LLC
Jul 2020 – present
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 24
Series 63
Registration record
First registered · July 14, 2020
Years registered · 6
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD 152242 · SEC 801-70821
AUM
$1.5B
Regulatory assets under management
Employees
19
1,755 client accounts
Services offered by CLEAR HARBOR ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at CLEAR HARBOR ASSET MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Donald Roger Brooke Liddell offer?
Donald Roger Brooke Liddell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.
What are Donald Roger Brooke Liddell's credentials?
Donald Roger Brooke Liddell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Roger Brooke Liddell located?
Donald Roger Brooke Liddell is based in STAMFORD, Connecticut, working with CLEAR HARBOR ASSET MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Donald Roger Brooke Liddell charge for services?
Donald Roger Brooke Liddell's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLEAR HARBOR ASSET MANAGEMENT, LLC?
CLEAR HARBOR ASSET MANAGEMENT, LLC has approximately 19 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Ian Alexander Armstrong
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