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Arthur J Holly

BREACHER CAPITAL ADVISORS, LLC·STAMFORD, Connecticut
Clean recordBREACHER CAPITAL ADVISORS, LLC
ONE STAMFORD PLAZA, 263 TRESSER BLVD, STAMFORD, CT 06901CRD# 4386599Firm CRD# 307943

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Arthur J Holly · STAMFORD, CT
Registration
CRD #4386599 · BREACHER CAPITAL ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Arthur J Holly is a registered financial advisor based in STAMFORD, Connecticut, affiliated with BREACHER CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
BREACHER CAPITAL ADVISORS, LLC
BREACHER CAPITAL ADVISORS, LLC
AUM
$8M
Regulatory assets under management
Employees
3
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4386599
Firm CRD# 307943
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Arthur J Holly offer?
Arthur J Holly specializes in Investment Management, Retirement Planning. Contact their office in STAMFORD, Connecticut for a consultation.
What are Arthur J Holly's credentials?
Arthur J Holly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arthur J Holly located?
Arthur J Holly is based in STAMFORD, Connecticut, working with BREACHER CAPITAL ADVISORS, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Arthur J Holly charge for services?
Arthur J Holly's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BREACHER CAPITAL ADVISORS, LLC?
BREACHER CAPITAL ADVISORS, LLC has approximately 3 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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