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Adam Richard Rowbotham

RED IVY CAPITAL, LLC·STAMFORD, Connecticut
SIE, Series 3, Series 7, Series 57, Series 65Clean record11 years registeredRED IVY CAPITAL, LLC
3 STAMFORD LANDING, 46 SOUTHFIELD AVENUE, STAMFORD, CT 06902CRD# 6272459Firm CRD# 169621

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Adam Richard Rowbotham · STAMFORD, CT
Registration
CRD #6272459 · RED IVY CAPITAL, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: RED IVY CAPITAL, LLC
RED IVY CAPITAL, LLC
Feb 2015 – Dec 2016
STAMFORD, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 57
Series 65
Registration record
First registered · February 5, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RED IVY CAPITAL, LLC
CRD 169621 · SEC 802-79838
AUM
—
Regulatory assets under management
Services offered by RED IVY CAPITAL, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at RED IVY CAPITAL, LLC →
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05

Frequently Asked Questions

What services does Adam Richard Rowbotham offer?
Adam Richard Rowbotham specializes in Retirement Planning.
What are Adam Richard Rowbotham's credentials?
Adam Richard Rowbotham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Adam Richard Rowbotham located?
Adam Richard Rowbotham is based in STAMFORD, Connecticut, last registered with RED IVY CAPITAL, LLC.
How does Adam Richard Rowbotham charge for services?
Adam Richard Rowbotham's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RED IVY CAPITAL, LLC?
RED IVY CAPITAL, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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STAMFORD, CT

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