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Timothy Francis O'shea

TOPWATER CAPITAL PARTNERS, LLC·SOUTH NORWALK, Connecticut
Clean recordTOPWATER CAPITAL PARTNERS, LLC
55 NORTH WATER STREET, SOUTH NORWALK, CT 06854CRD# 6176475Firm CRD# 157072

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Francis O'shea · SOUTH NORWALK, CT
Registration
CRD #6176475 · TOPWATER CAPITAL PARTNERS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Timothy Francis O'shea is a registered financial advisor based in SOUTH NORWALK, Connecticut, affiliated with TOPWATER CAPITAL PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
TOPWATER CAPITAL PARTNERS, LLC
TOPWATER CAPITAL PARTNERS
AUM
$411M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at TOPWATER CAPITAL PARTNERS, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6176475
Firm CRD# 157072
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Timothy Francis O'shea offer?
Timothy Francis O'shea specializes in Retirement Planning. Contact their office in SOUTH NORWALK, Connecticut for a consultation.
What are Timothy Francis O'shea's credentials?
Timothy Francis O'shea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Francis O'shea located?
Timothy Francis O'shea is based in SOUTH NORWALK, Connecticut, working with TOPWATER CAPITAL PARTNERS, LLC. Their office serves clients in the SOUTH NORWALK metropolitan area and surrounding communities.
How does Timothy Francis O'shea charge for services?
Timothy Francis O'shea's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TOPWATER CAPITAL PARTNERS, LLC?
TOPWATER CAPITAL PARTNERS, LLC has approximately 9 employees and manages $411M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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