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Christopher Michael Lee

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC·SOUTH MERIDEN, Connecticut
SIE, Series 6, Series 63, Series 65CFPClean record28 years registeredNEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
79 MAIN STREET, SOUTH MERIDEN, CT 06451-5118CRD# 2699763Firm CRD# 109203

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Michael Lee · SOUTH MERIDEN, CT
Registration
CRD #2699763 · NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
Apr 1998 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · April 28, 1998
Years registered · 28
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
CRD 109203 · SEC 801-57122
AUM
$529M
Regulatory assets under management
Employees
11
2,708 client accounts
Services offered by NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC →
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Frequently Asked Questions

What services does Christopher Michael Lee offer?
Christopher Michael Lee specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTH MERIDEN, Connecticut for a consultation.
What are Christopher Michael Lee's credentials?
Christopher Michael Lee holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Christopher Michael Lee located?
Christopher Michael Lee is based in SOUTH MERIDEN, Connecticut, working with NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC. Their office serves clients in the SOUTH MERIDEN metropolitan area and surrounding communities.
How does Christopher Michael Lee charge for services?
Christopher Michael Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC?
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC has approximately 11 employees and manages $529M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Christopher William Beale
SOUTH MERIDEN, CT
CFP
Darren M Tapley
SOUTH MERIDEN, CT

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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