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Christopher Michael Lee

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC·SOUTH MERIDEN, Connecticut
Clean recordNEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
79 MAIN STREET, SOUTH MERIDEN, CT 06451-5118CRD# 2699763Firm CRD# 109203

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Michael Lee · SOUTH MERIDEN, CT
Registration
CRD #2699763 · NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Christopher Michael Lee is a registered financial advisor based in SOUTH MERIDEN, Connecticut, affiliated with NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
AUM
$529M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2699763
Firm CRD# 109203
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Christopher Michael Lee offer?
Christopher Michael Lee specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTH MERIDEN, Connecticut for a consultation.
What are Christopher Michael Lee's credentials?
Christopher Michael Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Michael Lee located?
Christopher Michael Lee is based in SOUTH MERIDEN, Connecticut, working with NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC. Their office serves clients in the SOUTH MERIDEN metropolitan area and surrounding communities.
How does Christopher Michael Lee charge for services?
Christopher Michael Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC?
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC has approximately 11 employees and manages $529M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Christopher William Beale
SOUTH MERIDEN, CT
Darren M Tapley
SOUTH MERIDEN, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
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City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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