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NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
SOUTH MERIDEN, Connecticut
·
3 registered advisors
·
CRD# 109203
SEC# 801-57122
0
203-935-0265
01
Firm Overview
AUM
$529M
Regulatory assets under management
Employees
11
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
3 registered advisors
Christopher Michael Lee
SOUTH MERIDEN, Connecticut
CRD# 2699763
Christopher William Beale
SOUTH MERIDEN, Connecticut
CRD# 1219495
Darren M Tapley
SOUTH MERIDEN, Connecticut
CRD# 4751707
05
Office Locations
SOUTH MERIDEN, Connecticut
3 advisors
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Data sourced from SEC Form ADV filings. NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC (CRD# 109203) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.