AdvisorOS Directory
Claim Profile
Unclaimed Profile
MS

Martin Allen Swanson

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC·SIMSBURY, Connecticut
SIE, Series 6, Series 7, Series 24, Series 26, Series 63Clean recordHARTFORD INVESTMENT FINANCIAL SERVICES, LLC
200 HOPMEADOW STREET, SIMSBURY, CT 06089CRD# 1414020Firm CRD# 45995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Martin Allen Swanson · SIMSBURY, CT
Registration
CRD #1414020 · HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
CRD 45995 · SEC 801-53584
AUM
$50.6B
Regulatory assets under management
Employees
11
58 client accounts
Services offered by HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
Per Form ADV
Portfolio management (pooled investments)
Other
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at HARTFORD INVESTMENT FINANCIAL SERVICES, LLC →
Introduction

Speak with Martin Allen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Martin Allen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SIMSBURY?

Browse all registered financial advisors in SIMSBURY, Connecticut or claim this profile if it's yours.

Browse SIMSBURY AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Martin Allen Swanson offer?
Martin Allen Swanson specializes in Investment Management, Fee-Only Advisory. Contact their office in SIMSBURY, Connecticut for a consultation.
What are Martin Allen Swanson's credentials?
Martin Allen Swanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Martin Allen Swanson located?
Martin Allen Swanson is based in SIMSBURY, Connecticut, working with HARTFORD INVESTMENT FINANCIAL SERVICES, LLC. Their office serves clients in the SIMSBURY metropolitan area and surrounding communities.
How does Martin Allen Swanson charge for services?
Martin Allen Swanson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARTFORD INVESTMENT FINANCIAL SERVICES, LLC?
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC has approximately 11 employees and manages $50.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at HARTFORD INVESTMENT FINANCIAL SERVICES, LLC

Kathryn Ann Stelter
SIMSBURY, CT
Michael Robert Dressen
SIMSBURY, CT
Elizabeth Lynn Schroeder
SIMSBURY, CT
Laura Sue Quade
SIMSBURY, CT
Christopher Scott Conner
SIMSBURY, CT

More Advisors in SIMSBURY, Connecticut

Mark William Meredith
COBURN & MEREDITH, INC.·SIMSBURY, CT
Joshua Clark Kagan
TSCG INVESTORS, LLC·SIMSBURY, CT
Barry Mohun Coburn
COBURN & MEREDITH, INC.·SIMSBURY, CT
John Joseph Flanagan
PINNACLE INVESTMENT MANAGEMENT INC·SIMSBURY, CT
John William Eckel
PINNACLE INVESTMENT MANAGEMENT INC·SIMSBURY, CT
Catherine Ruth Eckel
PINNACLE INVESTMENT MANAGEMENT INC·SIMSBURY, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (246)GREENWICH (197)WESTPORT (100)HARTFORD (90)WEST HARTFORD (82)WILTON (50)DARIEN (48)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)
City Guides
STAMFORD GuideGREENWICH GuideWESTPORT GuideHARTFORD GuideWEST HARTFORD Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile