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Kathryn Ann Stelter

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC·SIMSBURY, Connecticut
SIE, Series 6, Series 7, Series 26, Series 63, Series 99TOClean recordHARTFORD INVESTMENT FINANCIAL SERVICES, LLC
200 HOPMEADOW STREET, SIMSBURY, CT 06089CRD# 2768973Firm CRD# 45995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathryn Ann Stelter · SIMSBURY, CT
Registration
CRD #2768973 · HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 26
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
CRD 45995 · SEC 801-53584
AUM
$50.6B
Regulatory assets under management
Employees
11
58 client accounts
Services offered by HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
Per Form ADV
Portfolio management (pooled investments)
Other
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at HARTFORD INVESTMENT FINANCIAL SERVICES, LLC →
Introduction

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Frequently Asked Questions

What services does Kathryn Ann Stelter offer?
Kathryn Ann Stelter specializes in Investment Management, Fee-Only Advisory. Contact their office in SIMSBURY, Connecticut for a consultation.
What are Kathryn Ann Stelter's credentials?
Kathryn Ann Stelter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathryn Ann Stelter located?
Kathryn Ann Stelter is based in SIMSBURY, Connecticut, working with HARTFORD INVESTMENT FINANCIAL SERVICES, LLC. Their office serves clients in the SIMSBURY metropolitan area and surrounding communities.
How does Kathryn Ann Stelter charge for services?
Kathryn Ann Stelter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARTFORD INVESTMENT FINANCIAL SERVICES, LLC?
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC has approximately 11 employees and manages $50.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARTFORD INVESTMENT FINANCIAL SERVICES, LLC

Martin Allen Swanson
SIMSBURY, CT
Michael Robert Dressen
SIMSBURY, CT
Elizabeth Lynn Schroeder
SIMSBURY, CT
Laura Sue Quade
SIMSBURY, CT
Christopher Scott Conner
SIMSBURY, CT

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Nearby cities in Connecticut
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Research
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