AdvisorOS Directory
Claim Profile
SP

Stephen Pelletier

AST INVESTMENT SERVICES, INC.·SHELTON, Connecticut
Unclaimed Profile
ONE CORPORATE DRIVE, SHELTON, CT 06484CRD# 2298624Firm CRD# 108897
01

About

Stephen Pelletier is a registered financial advisor based in SHELTON, Connecticut, affiliated with AST INVESTMENT SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
03

Firm Overview

Firm
AST INVESTMENT SERVICES, INC.
AST INVESTMENT SERVICES, INC.
AUM
$105.9B
Regulatory assets under management
Employees
53
Total firm employees
View all advisors at AST INVESTMENT SERVICES, INC. →
Services
Portfolio management (pooled investments)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2298624
Firm CRD# 108897
7 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SHELTON?

Browse all registered financial advisors in SHELTON, Connecticut or claim this profile if it's yours.

Browse SHELTON AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Stephen Pelletier offer?
Stephen Pelletier specializes in Investment Management, Fee-Only Advisory. Contact their office in SHELTON, Connecticut for a consultation.
What are Stephen Pelletier's credentials?
Stephen Pelletier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Pelletier located?
Stephen Pelletier is based in SHELTON, Connecticut, working with AST INVESTMENT SERVICES, INC.. Their office serves clients in the SHELTON metropolitan area and surrounding communities.
How does Stephen Pelletier charge for services?
Stephen Pelletier's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AST INVESTMENT SERVICES, INC.?
AST INVESTMENT SERVICES, INC. has approximately 53 employees and manages $105.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SHELTON
Michael J Fleming — WRIGHT PRIVATE ASSET MANAGEMENT LLCJames Joseph Coppola — VINTRIS WEALTH MANAGEMENT LLCTimothy Sean Cronin — AST INVESTMENT SERVICES, INC.John Anthony Beirne — BEIRNE WEALTH CONSULTING SERVICES, LLCJoseph G. Solari — SAUGATUCK CAPITAL COMPANY
Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile