Unclaimed Profile

Scott K Williams

INVESTMARK ADVISORY GROUP LLC·SHELTON, Connecticut

Series 65Clean recordINVESTMARK ADVISORY GROUP LLC

3 ENTERPRISE DRIVE, SHELTON, CT 06484CRD# 5125568Firm CRD# 121060

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott K Williams · SHELTON, CT

Registration

CRD #5125568 · INVESTMARK ADVISORY GROUP LLC

Brand Profile

Not yet started

Career History

INVESTMARK ADVISORY GROUP LLC

Mar 2026 – present

COMMONWEALTH FINANCIAL NETWORK

Nov 2025 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 18, 2025

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTMARK ADVISORY GROUP LLC

CRD 121060 · SEC 801-76505

AUM

$712M

Regulatory assets under management

Employees

1,788 client accounts

Services offered by INVESTMARK ADVISORY GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INVESTMARK ADVISORY GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Scott K Williams offer?

Scott K Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SHELTON, Connecticut for a consultation.

What are Scott K Williams's credentials?

Scott K Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott K Williams located?

Scott K Williams is based in SHELTON, Connecticut, working with INVESTMARK ADVISORY GROUP LLC. Their office serves clients in the SHELTON metropolitan area and surrounding communities.

How does Scott K Williams charge for services?

Scott K Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMARK ADVISORY GROUP LLC?

INVESTMARK ADVISORY GROUP LLC has approximately 10 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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