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Nicholas Thomas Christie

INVESTMARK ADVISORY GROUP LLC·SHELTON, Connecticut
SIE, Series 7, Series 31, Series 63, Series 65CFPClean record23 years registeredINVESTMARK ADVISORY GROUP LLC
3 ENTERPRISE DRIVE, SHELTON, CT 06484CRD# 4285089Firm CRD# 121060

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Thomas Christie · SHELTON, CT
Registration
CRD #4285089 · INVESTMARK ADVISORY GROUP LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

COMMONWEALTH FINANCIAL NETWORK
Apr 2006 – present
INVESTMARK ADVISORY GROUP LLC
Feb 2003 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · February 18, 2003
Years registered · 23
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
INVESTMARK ADVISORY GROUP LLC
CRD 121060 · SEC 801-76505
AUM
$712M
Regulatory assets under management
Employees
10
1,788 client accounts
Services offered by INVESTMARK ADVISORY GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INVESTMARK ADVISORY GROUP LLC →
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05

Frequently Asked Questions

What services does Nicholas Thomas Christie offer?
Nicholas Thomas Christie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SHELTON, Connecticut for a consultation.
What are Nicholas Thomas Christie's credentials?
Nicholas Thomas Christie holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Nicholas Thomas Christie located?
Nicholas Thomas Christie is based in SHELTON, Connecticut, working with INVESTMARK ADVISORY GROUP LLC. Their office serves clients in the SHELTON metropolitan area and surrounding communities.
How does Nicholas Thomas Christie charge for services?
Nicholas Thomas Christie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMARK ADVISORY GROUP LLC?
INVESTMARK ADVISORY GROUP LLC has approximately 10 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at INVESTMARK ADVISORY GROUP LLC

Jay Marc Diamond
SHELTON, CT
Michael Christopher Kusick
SHELTON, CT
CFP
Scott K Williams
SHELTON, CT

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