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Thomas Richard Spoor

SPOOR, T. RICHARD·SALISBURY, Connecticut
Clean recordSPOOR, T. RICHARD
87 CANAAN ROAD, SALISBURY, CT 06068CRD# 5503369Firm CRD# 146486

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Richard Spoor · SALISBURY, CT
Registration
CRD #5503369 · SPOOR, T. RICHARD
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Richard Spoor is a registered financial advisor based in SALISBURY, Connecticut, affiliated with SPOOR, T. RICHARD. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SPOOR, T. RICHARD
SPOOR, T. RICHARD
AUM
$105M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at SPOOR, T. RICHARD →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Subscription fees
Regulatory
SEC/IARD CRD# 5503369
Firm CRD# 146486
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Richard Spoor offer?
Thomas Richard Spoor specializes in Financial Planning, Investment Management. Contact their office in SALISBURY, Connecticut for a consultation.
What are Thomas Richard Spoor's credentials?
Thomas Richard Spoor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Richard Spoor located?
Thomas Richard Spoor is based in SALISBURY, Connecticut, working with SPOOR, T. RICHARD. Their office serves clients in the SALISBURY metropolitan area and surrounding communities.
How does Thomas Richard Spoor charge for services?
Thomas Richard Spoor's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPOOR, T. RICHARD?
SPOOR, T. RICHARD has approximately 1 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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