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John Robert Herlihy

ELLINGTON FINANCIAL MANAGEMENT LLC·OLD GREENWICH, Connecticut
Clean recordELLINGTON FINANCIAL MANAGEMENT LLC
53 FOREST AVE, OLD GREENWICH, CT 06870CRD# 4825072Firm CRD# 150510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Robert Herlihy · OLD GREENWICH, CT
Registration
CRD #4825072 · ELLINGTON FINANCIAL MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

John Robert Herlihy is a registered financial advisor based in OLD GREENWICH, Connecticut, affiliated with ELLINGTON FINANCIAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ELLINGTON FINANCIAL MANAGEMENT LLC
ELLINGTON FINANCIAL MANAGEMENT LLC
AUM
$15.3B
Regulatory assets under management
Employees
162
Total firm employees
View all advisors at ELLINGTON FINANCIAL MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4825072
Firm CRD# 150510
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Robert Herlihy offer?
John Robert Herlihy specializes in Retirement Planning. Contact their office in OLD GREENWICH, Connecticut for a consultation.
What are John Robert Herlihy's credentials?
John Robert Herlihy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Robert Herlihy located?
John Robert Herlihy is based in OLD GREENWICH, Connecticut, working with ELLINGTON FINANCIAL MANAGEMENT LLC. Their office serves clients in the OLD GREENWICH metropolitan area and surrounding communities.
How does John Robert Herlihy charge for services?
John Robert Herlihy's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELLINGTON FINANCIAL MANAGEMENT LLC?
ELLINGTON FINANCIAL MANAGEMENT LLC has approximately 162 employees and manages $15.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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OLD GREENWICH, CT
Mark Ira Tecotzky
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
GREENWICH (1120)STAMFORD (1086)WESTPORT (326)HARTFORD (221)DARIEN (214)NORWALK (133)WEST HARTFORD (129)WILTON (120)NEW CANAAN (76)FARMINGTON (67)
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GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
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