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Lisa Ann Novick

NOVICK & COMPANY FINANCIAL GROUP, LLC·NEW CANAAN, Connecticut
Unclaimed Profile
50 LOCUST AVENUE, NEW CANAAN, CT 06840CRD# 2253200Firm CRD# 149287
01

About

Lisa Ann Novick is a registered financial advisor based in NEW CANAAN, Connecticut, affiliated with NOVICK & COMPANY FINANCIAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
NOVICK & COMPANY FINANCIAL GROUP, LLC
NOVICK & COMPANY FINANCIAL GROUP, LLC
AUM
$215M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at NOVICK & COMPANY FINANCIAL GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2253200
Firm CRD# 149287
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lisa Ann Novick offer?
Lisa Ann Novick specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEW CANAAN, Connecticut for a consultation.
What are Lisa Ann Novick's credentials?
Lisa Ann Novick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Ann Novick located?
Lisa Ann Novick is based in NEW CANAAN, Connecticut, working with NOVICK & COMPANY FINANCIAL GROUP, LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.
How does Lisa Ann Novick charge for services?
Lisa Ann Novick's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NOVICK & COMPANY FINANCIAL GROUP, LLC?
NOVICK & COMPANY FINANCIAL GROUP, LLC has approximately 7 employees and manages $215M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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