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Kathleen S Montgomery

T.H. FITZGERALD & CO. L.L.C.·NAUGATUCK, Connecticut
Clean recordT.H. FITZGERALD & CO. L.L.C.
180 CHURCH STREET, NAUGATUCK, CT 06770CRD# 4503143Firm CRD# 104641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen S Montgomery · NAUGATUCK, CT
Registration
CRD #4503143 · T.H. FITZGERALD & CO. L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kathleen S Montgomery is a registered financial advisor based in NAUGATUCK, Connecticut, affiliated with T.H. FITZGERALD & CO. L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Fee-Only Advisory
Client Types

Client type data will be added during profile enrichment.

Introduction

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03

Firm Overview

Firm
T.H. FITZGERALD & CO. L.L.C.
T.H.FITZGERALD & CO., L.L.C.
AUM
$10M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at T.H. FITZGERALD & CO. L.L.C. →
Services
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4503143
Firm CRD# 104641
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen S Montgomery offer?
Kathleen S Montgomery specializes in Wealth Management, Fee-Only Advisory. Contact their office in NAUGATUCK, Connecticut for a consultation.
What are Kathleen S Montgomery's credentials?
Kathleen S Montgomery is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen S Montgomery located?
Kathleen S Montgomery is based in NAUGATUCK, Connecticut, working with T.H. FITZGERALD & CO. L.L.C.. Their office serves clients in the NAUGATUCK metropolitan area and surrounding communities.
How does Kathleen S Montgomery charge for services?
Kathleen S Montgomery's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is T.H. FITZGERALD & CO. L.L.C.?
T.H. FITZGERALD & CO. L.L.C. has approximately 2 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at T.H. FITZGERALD & CO. L.L.C.

Sheila F Dejesus
NAUGATUCK, CT
Thomas Henry Fitzgerald
NAUGATUCK, CT

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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