Unclaimed Profile

Edward Baroncini

EXCEL WEALTH MANAGEMENT, LLC·MANCHESTER, Connecticut

SIE, Series 7, Series 24, Series 6616 years registeredEXCEL WEALTH MANAGEMENT, LLC

935 MAIN STREET, MANCHESTER, CT 06040CRD# 3043354Firm CRD# 299602

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Baroncini · MANCHESTER, CT

Registration

CRD #3043354 · EXCEL WEALTH MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

EXCEL WEALTH MANAGEMENT, LLC

Jan 2019 – present

LPL FINANCIAL LLC

Dec 2014 – Nov 2025

FORT MILL, SC

FSC SECURITIES CORPORATION

Aug 2009 – Dec 2014

GLASTONBURY, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · August 17, 2009

Years registered · 16

Disclosure History

2024Customer Dispute·Settled

2023Customer Dispute·Settled

11 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EXCEL WEALTH MANAGEMENT, LLC

CRD 299602 · SEC 801-114524

AUM

$233M

Regulatory assets under management

Employees

232 client accounts

Services offered by EXCEL WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EXCEL WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Edward Baroncini offer?

Edward Baroncini specializes in Financial Planning, Investment Management. Contact their office in MANCHESTER, Connecticut for a consultation.

What are Edward Baroncini's credentials?

Edward Baroncini is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Baroncini located?

Edward Baroncini is based in MANCHESTER, Connecticut, working with EXCEL WEALTH MANAGEMENT, LLC. Their office serves clients in the MANCHESTER metropolitan area and surrounding communities.

How does Edward Baroncini charge for services?

Edward Baroncini's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXCEL WEALTH MANAGEMENT, LLC?

EXCEL WEALTH MANAGEMENT, LLC has approximately 10 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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