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Yao Hua Ooi

AQR CAPITAL MANAGEMENT, LLC·GREENWICH, Connecticut
SIE, Series 3, Series 7, Series 63Clean recordAQR CAPITAL MANAGEMENT, LLC
TWO GREENWICH PLAZA, GREENWICH, CT 06830CRD# 5735058Firm CRD# 111883

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Yao Hua Ooi · GREENWICH, CT
Registration
CRD #5735058 · AQR CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
AQR CAPITAL MANAGEMENT, LLC
CRD 111883 · SEC 801-55543
AUM
$132.5B
Regulatory assets under management
Employees
573
294 client accounts
Services offered by AQR CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at AQR CAPITAL MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Yao Hua Ooi offer?
Yao Hua Ooi specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are Yao Hua Ooi's credentials?
Yao Hua Ooi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Yao Hua Ooi located?
Yao Hua Ooi is based in GREENWICH, Connecticut, working with AQR CAPITAL MANAGEMENT, LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Yao Hua Ooi charge for services?
Yao Hua Ooi's firm is compensated through percentage of aum, performance-based fees, other: a percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AQR CAPITAL MANAGEMENT, LLC?
AQR CAPITAL MANAGEMENT, LLC has approximately 573 employees and manages $132.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AQR CAPITAL MANAGEMENT, LLC

Clifford Scott Asness
GREENWICH, CT
John Bradley Howard
GREENWICH, CT
Patrick Edmund Ryan
GREENWICH, CT
Gregor Masini Andrade
GREENWICH, CT
David Gary Kabiller
GREENWICH, CT

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Research
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