AdvisorOS Directory
Claim Profile
Unclaimed Profile
SR

Stephen Scott Roth

SEVERN RIVER CAPITAL MANAGEMENT LLC·GREENWICH, Connecticut
Clean recordSEVERN RIVER CAPITAL MANAGEMENT LLC
12 HAVEMEYER PLACE, GREENWICH, CT 06830CRD# 2526498Firm CRD# 155045

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Scott Roth · GREENWICH, CT
Registration
CRD #2526498 · SEVERN RIVER CAPITAL MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Scott Roth is a registered financial advisor based in GREENWICH, Connecticut, affiliated with SEVERN RIVER CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
SEVERN RIVER CAPITAL MANAGEMENT LLC
SEVERN RIVER CAPITAL MANAGEMENT LLC
AUM
$216M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at SEVERN RIVER CAPITAL MANAGEMENT LLC →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2526498
Firm CRD# 155045
View on FINRA BrokerCheck →

Looking for a financial advisor in GREENWICH?

Browse all registered financial advisors in GREENWICH, Connecticut or claim this profile if it's yours.

Browse GREENWICH AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Stephen Scott Roth offer?
Stephen Scott Roth specializes in Retirement Planning, Wealth Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are Stephen Scott Roth's credentials?
Stephen Scott Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Scott Roth located?
Stephen Scott Roth is based in GREENWICH, Connecticut, working with SEVERN RIVER CAPITAL MANAGEMENT LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Stephen Scott Roth charge for services?
Stephen Scott Roth's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEVERN RIVER CAPITAL MANAGEMENT LLC?
SEVERN RIVER CAPITAL MANAGEMENT LLC has approximately 2 employees and manages $216M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in GREENWICH, Connecticut

Alexander Charles Frank
FIFTH STREET MANAGEMENT LLC·GREENWICH, CT
Hank John Spring
KARPREILLY, LLC·GREENWICH, CT
Ivelin Mitkov Dimitrov
FIFTH STREET MANAGEMENT LLC·GREENWICH, CT
Patrick Francis Conroy
T2 ADVISERS, LLC·GREENWICH, CT
Saul Barak Rosenthal
OXFORD SQUARE MANAGEMENT, LLC·GREENWICH, CT
Stephen Elias Loukas
FRONTFOUR CAPITAL GROUP LLC·GREENWICH, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)NORWALK (134)WEST HARTFORD (130)WILTON (124)OLD GREENWICH (95)NEW CANAAN (77)FARMINGTON (67)
City Guides
STAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN GuideNORWALK Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile