AdvisorOS Directory
Claim Profile
Unclaimed Profile
RN

Ronald Jacob Nicolas

CARRINGTON CAPITAL MANAGEMENT, LLC·GREENWICH, Connecticut
Clean recordCARRINGTON CAPITAL MANAGEMENT, LLC
599 WEST PUTNAM AVENUE, GREENWICH, CT 06830CRD# 5907127Firm CRD# 130813

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ronald Jacob Nicolas · GREENWICH, CT
Registration
CRD #5907127 · CARRINGTON CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ronald Jacob Nicolas is a registered financial advisor based in GREENWICH, Connecticut, affiliated with CARRINGTON CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Client Types

Client type data will be added during profile enrichment.

Introduction

Speak with Ronald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ronald is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
CARRINGTON CAPITAL MANAGEMENT, LLC
CARRINGTON CAPITAL MANAGEMENT, LLC
AUM
$4.1B
Regulatory assets under management
Employees
44
Total firm employees
View all advisors at CARRINGTON CAPITAL MANAGEMENT, LLC →
Services
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: PER-ASSET ONBOARDING AND DEBOARDING DUE DILIGENCE FEES
Regulatory
SEC/IARD CRD# 5907127
Firm CRD# 130813
View on FINRA BrokerCheck →

Looking for a financial advisor in GREENWICH?

Browse all registered financial advisors in GREENWICH, Connecticut or claim this profile if it's yours.

Browse GREENWICH AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Ronald Jacob Nicolas offer?
Ronald Jacob Nicolas specializes in Wealth Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are Ronald Jacob Nicolas's credentials?
Ronald Jacob Nicolas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ronald Jacob Nicolas located?
Ronald Jacob Nicolas is based in GREENWICH, Connecticut, working with CARRINGTON CAPITAL MANAGEMENT, LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Ronald Jacob Nicolas charge for services?
Ronald Jacob Nicolas's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: per-asset onboarding and deboarding due diligence fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARRINGTON CAPITAL MANAGEMENT, LLC?
CARRINGTON CAPITAL MANAGEMENT, LLC has approximately 44 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CARRINGTON CAPITAL MANAGEMENT, LLC

Darren Andrew Fulco
OLD GREENWICH, CT
Peter Ludwig Salce
OLD GREENWICH, CT
Steven Z. Haber
OLD GREENWICH, CT
Scott Jacob Siegler
OLD GREENWICH, CT
Steven Manley Meilicke
OLD GREENWICH, CT
Andrew Mark Taffet
OLD GREENWICH, CT

More Advisors in GREENWICH, Connecticut

Alexander Charles Frank
FIFTH STREET MANAGEMENT LLC·GREENWICH, CT
Hank John Spring
KARPREILLY, LLC·GREENWICH, CT
Ivelin Mitkov Dimitrov
FIFTH STREET MANAGEMENT LLC·GREENWICH, CT
Patrick Francis Conroy
T2 ADVISERS, LLC·GREENWICH, CT
Saul Barak Rosenthal
OXFORD SQUARE MANAGEMENT, LLC·GREENWICH, CT
Stephen Elias Loukas
FRONTFOUR CAPITAL GROUP LLC·GREENWICH, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)NORWALK (134)WEST HARTFORD (130)WILTON (124)OLD GREENWICH (95)NEW CANAAN (77)FARMINGTON (67)
City Guides
STAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN GuideNORWALK Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile