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Matthew George Roche

33 CAPITAL MANAGEMENT LLC·GREENWICH, Connecticut
Clean record33 CAPITAL MANAGEMENT LLC
ONE EAST PUTNAM AVENUE, GREENWICH, CT 06830-5429CRD# 4893329Firm CRD# 326780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew George Roche · GREENWICH, CT
Registration
CRD #4893329 · 33 CAPITAL MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Matthew George Roche is a registered financial advisor based in GREENWICH, Connecticut, affiliated with 33 CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Financial Education
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
33 CAPITAL MANAGEMENT LLC
33 CAPITAL MANAGEMENT LLC
AUM
$103M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at 33 CAPITAL MANAGEMENT LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Educational seminars/workshops
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Other: A MIX OF THE ABOVE COMPENSATION ARRANGEMENTS.
Regulatory
SEC/IARD CRD# 4893329
Firm CRD# 326780
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Matthew George Roche offer?
Matthew George Roche specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in GREENWICH, Connecticut for a consultation.
What are Matthew George Roche's credentials?
Matthew George Roche is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew George Roche located?
Matthew George Roche is based in GREENWICH, Connecticut, working with 33 CAPITAL MANAGEMENT LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Matthew George Roche charge for services?
Matthew George Roche's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: a mix of the above compensation arrangements.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is 33 CAPITAL MANAGEMENT LLC?
33 CAPITAL MANAGEMENT LLC has approximately 7 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at 33 CAPITAL MANAGEMENT LLC

Abbas F Zuaiter
GREENWICH, CT
Derek Spencer Wallis
GREENWICH, CT
Samar D. Zuaiter
GREENWICH, CT

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Nearby cities in Connecticut
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Research
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