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James Michael Chu

CATTERTON MANAGEMENT COMPANY, L.L.C.·GREENWICH, Connecticut
Clean recordCATTERTON MANAGEMENT COMPANY, L.L.C.
599 WEST PUTNAM AVENUE, GREENWICH, CT 06830CRD# 5927415Firm CRD# 157428

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Michael Chu · GREENWICH, CT
Registration
CRD #5927415 · CATTERTON MANAGEMENT COMPANY, L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Michael Chu is a registered financial advisor based in GREENWICH, Connecticut, affiliated with CATTERTON MANAGEMENT COMPANY, L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
CATTERTON MANAGEMENT COMPANY, L.L.C.
L CATTERTON
AUM
$26.6B
Regulatory assets under management
Employees
183
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5927415
Firm CRD# 157428
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Michael Chu offer?
James Michael Chu specializes in Retirement Planning. Contact their office in GREENWICH, Connecticut for a consultation.
What are James Michael Chu's credentials?
James Michael Chu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Michael Chu located?
James Michael Chu is based in GREENWICH, Connecticut, working with CATTERTON MANAGEMENT COMPANY, L.L.C.. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does James Michael Chu charge for services?
James Michael Chu's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CATTERTON MANAGEMENT COMPANY, L.L.C.?
CATTERTON MANAGEMENT COMPANY, L.L.C. has approximately 183 employees and manages $26.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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