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David Lawrence Smith

AXA INVESTMENT MANAGERS US INC·GREENWICH, Connecticut
Clean recordAXA INVESTMENT MANAGERS US INC
100 WEST PUTNAM AVENUE, GREENWICH, CT 06830CRD# 4843677Firm CRD# 113608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Lawrence Smith · GREENWICH, CT
Registration
CRD #4843677 · AXA INVESTMENT MANAGERS US INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

David Lawrence Smith is a registered financial advisor based in GREENWICH, Connecticut, affiliated with AXA INVESTMENT MANAGERS US INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
AXA INVESTMENT MANAGERS US INC
AXA INVESTMENT MANAGERS US INC
AUM
$90.2B
Regulatory assets under management
Employees
182
Total firm employees
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: REAL ESTATE RELATED FEES
Regulatory
SEC/IARD CRD# 4843677
Firm CRD# 113608
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Lawrence Smith offer?
David Lawrence Smith specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are David Lawrence Smith's credentials?
David Lawrence Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Lawrence Smith located?
David Lawrence Smith is based in GREENWICH, Connecticut, working with AXA INVESTMENT MANAGERS US INC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does David Lawrence Smith charge for services?
David Lawrence Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: real estate related fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AXA INVESTMENT MANAGERS US INC?
AXA INVESTMENT MANAGERS US INC has approximately 182 employees and manages $90.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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