Unclaimed Profile

Ajay Sharma

MILL ROAD CAPITAL·GREENWICH, Connecticut

SIE, Series 3, Series 7, Series 24, Series 63Clean recordMILL ROAD CAPITAL

382 GREENWICH AVENUE, GREENWICH, CT 06830-6587CRD# 2658893Firm CRD# 157095

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ajay Sharma · GREENWICH, CT

Registration

CRD #2658893 · MILL ROAD CAPITAL

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MILL ROAD CAPITAL MANAGEMENT LLC

CRD 157095 · SEC 801-73642

AUM

$827M

Regulatory assets under management

Employees

5 client accounts

Services offered by MILL ROAD CAPITAL MANAGEMENT LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at MILL ROAD CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Ajay Sharma offer?

Ajay Sharma specializes in Retirement Planning. Contact their office in GREENWICH, Connecticut for a consultation.

What are Ajay Sharma's credentials?

Ajay Sharma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ajay Sharma located?

Ajay Sharma is based in GREENWICH, Connecticut, working with MILL ROAD CAPITAL. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.

How does Ajay Sharma charge for services?

Ajay Sharma's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILL ROAD CAPITAL?

MILL ROAD CAPITAL has approximately 13 employees and manages $827M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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