Unclaimed Profile

Robert Dwight Pomeroy

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC·FARMINGTON, Connecticut

Clean recordHORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

312 FARMINGTON AVENUE, FARMINGTON, CT 06032-2586CRD# 5759025Firm CRD# 153052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Dwight Pomeroy · FARMINGTON, CT

Registration

CRD #5759025 · HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Robert Dwight Pomeroy is a registered financial advisor based in FARMINGTON, Connecticut, affiliated with HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Institutional Investors

Introduction

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Firm Overview

Firm

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

HORIZON TECHNOLOGY FINANCE

AUM

$802M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC →

Services

Portfolio management (pooled investments)

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5759025

Firm CRD# 153052

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Robert Dwight Pomeroy offer?

Robert Dwight Pomeroy specializes in Investment Management. Contact their office in FARMINGTON, Connecticut for a consultation.

What are Robert Dwight Pomeroy's credentials?

Robert Dwight Pomeroy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Dwight Pomeroy located?

Robert Dwight Pomeroy is based in FARMINGTON, Connecticut, working with HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC. Their office serves clients in the FARMINGTON metropolitan area and surrounding communities.

How does Robert Dwight Pomeroy charge for services?

Robert Dwight Pomeroy's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC?

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC has approximately 33 employees and manages $802M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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