Unclaimed Profile

Richard W Cooper

GRANITE PEAK ASSET MANAGEMENT, LLC·EASTON, Connecticut

Series 3, Series 6511 years registeredGRANITE PEAK ASSET MANAGEMENT, LLC

450 SPORT HILL ROAD, EASTON, CT 06612CRD# 2322346Firm CRD# 171449

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard W Cooper · EASTON, CT

Registration

CRD #2322346 · GRANITE PEAK ASSET MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRANITE PEAK ASSET MANAGEMENT, LLC

GRANITE PEAK ASSET MANAGEMENT, LLC

Oct 2014 – Mar 2018

EASTON, CT

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · October 29, 2014

Years registered · 11

Disclosure History

1992Regulatory·Final

1990Regulatory·Final

1988Regulatory·Final

1987Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GRANITE PEAK ASSET MANAGEMENT, LLC

CRD 171449 · SEC 801-108279

AUM

$51M

Regulatory assets under management

Employees

6 client accounts

Services offered by GRANITE PEAK ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at GRANITE PEAK ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Richard W Cooper offer?

Richard W Cooper specializes in Investment Management, Retirement Planning.

What are Richard W Cooper's credentials?

Richard W Cooper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard W Cooper located?

Richard W Cooper is based in EASTON, Connecticut, last registered with GRANITE PEAK ASSET MANAGEMENT, LLC.

How does Richard W Cooper charge for services?

Richard W Cooper's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRANITE PEAK ASSET MANAGEMENT, LLC?

GRANITE PEAK ASSET MANAGEMENT, LLC has approximately 4 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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