Unclaimed Profile

Alan Paul Goldbecker

FINANCIAL DESIGN & MANAGEMENT INC·EASTON, Connecticut

Series 7, Series 26, Series 65Clean record41 years registeredFINANCIAL DESIGN & MANAGEMENT INC

32 SPORT HILL PARKWAY, EASTON, CT 06112CRD# 1316075Firm CRD# 105640

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Paul Goldbecker · EASTON, CT

Registration

CRD #1316075 · FINANCIAL DESIGN & MANAGEMENT INC · 41 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL DESIGN & MANAGEMENT INC

RETIREMENT DESIGN & MANAGEMENT INC

Feb 2013 – Oct 2016

EASTON, CT

FINANCIAL DESIGN & MANAGEMENT INC

Aug 2011 – Dec 2016

EASTON, CT

FINANCIAL DESIGN & MANAGEMENT INC

May 1985 – Dec 2006

SOUTHPORT, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 26

Series 65

Registration record

First registered · May 16, 1985

Years registered · 41

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL DESIGN & MANAGEMENT INC

CRD 105640 · SEC 801-22845

AUM

$58M

Regulatory assets under management

Employees

61 client accounts

Services offered by FINANCIAL DESIGN & MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL DESIGN & MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Alan Paul Goldbecker offer?

Alan Paul Goldbecker specializes in Financial Planning, Investment Management.

What are Alan Paul Goldbecker's credentials?

Alan Paul Goldbecker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Paul Goldbecker located?

Alan Paul Goldbecker is based in EASTON, Connecticut, last registered with FINANCIAL DESIGN & MANAGEMENT INC.

How does Alan Paul Goldbecker charge for services?

Alan Paul Goldbecker's firm is compensated through percentage of aum, hourly charges, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL DESIGN & MANAGEMENT INC?

FINANCIAL DESIGN & MANAGEMENT INC has approximately 1 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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