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Laurie A. Ham

REBY ADVISORS, LLC·DANBURY, Connecticut
SIE, Series 7, Series 24, Series 51, Series 63, Series 65CFPClean record6 years registeredREBY ADVISORS, LLC
44 OLD RIDGEBURY ROAD, DANBURY, CT 06810CRD# 4975349Firm CRD# 126140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Laurie A. Ham · DANBURY, CT
Registration
CRD #4975349 · REBY ADVISORS, LLC · 6 years registered
Brand Profile
Not yet started
01

Career History

Aug 2020Mar 2021
DANBURY, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 51
Series 63
Series 65
Registration record
First registered · August 7, 2020
Years registered · 6
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
REBY ADVISORS, LLC
CRD 126140 · SEC 801-64738
AUM
$530M
Regulatory assets under management
Employees
14
1,696 client accounts
Services offered by REBY ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Laurie A. Ham offer?
Laurie A. Ham specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DANBURY, Connecticut for a consultation.
What are Laurie A. Ham's credentials?
Laurie A. Ham holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Laurie A. Ham located?
Laurie A. Ham is based in DANBURY, Connecticut, working with REBY ADVISORS, LLC. Their office serves clients in the DANBURY metropolitan area and surrounding communities.
How does Laurie A. Ham charge for services?
Laurie A. Ham's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REBY ADVISORS, LLC?
REBY ADVISORS, LLC has approximately 14 employees and manages $530M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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