Unclaimed Profile

Dean Allen Heinemann

CLAYBORNE GROUP, LLC·DANBURY, Connecticut

Series 7, Series 31, Series 63, Series 6519 years registeredCLAYBORNE GROUP, LLC

60 NEWTOWN ROAD, SUITE 7, DANBURY, CT 06810CRD# 2338634Firm CRD# 133855

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dean Allen Heinemann · DANBURY, CT

Registration

CRD #2338634 · CLAYBORNE GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLAYBORNE GROUP, LLC

CLAYBORNE GROUP, LLC

Nov 2016 – Mar 2017

Hopewell Junction, NY

CLAYBORNE GROUP, LLC

Jan 2007 – Dec 2015

DANBURY, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · January 4, 2007

Years registered · 19

Disclosure History

2018Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLAYBORNE GROUP, LLC

CRD 133855 · SEC 801-63890

AUM

$115M

Regulatory assets under management

Employees

28 client accounts

Services offered by CLAYBORNE GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLAYBORNE GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Dean Allen Heinemann offer?

Dean Allen Heinemann specializes in Financial Planning, Investment Management, Wealth Management.

What are Dean Allen Heinemann's credentials?

Dean Allen Heinemann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dean Allen Heinemann located?

Dean Allen Heinemann is based in DANBURY, Connecticut, last registered with CLAYBORNE GROUP, LLC.

How does Dean Allen Heinemann charge for services?

Dean Allen Heinemann's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLAYBORNE GROUP, LLC?

CLAYBORNE GROUP, LLC has approximately 1 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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