Unclaimed Profile

David Roger Primozich

STONE ARCH WEALTH ADVISORS, LLC·CHESHIRE, Connecticut

SIE, Series 7, Series 31, Series 63, Series 65, Series 99TOCFP ChFC27 years registeredSTONE ARCH WEALTH ADVISORS, LLC

1781 HIGHLAND AVENUE, CHESHIRE, CT 06410CRD# 2731982Firm CRD# 284536

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Roger Primozich · CHESHIRE, CT

Registration

CRD #2731982 · STONE ARCH WEALTH ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

SOVEREIGN FINANCIAL GROUP, INC.

Oct 2020 – present

STONE ARCH WEALTH ADVISORS, LLC

Jan 2017 – Mar 2021

WETHERSFIELD, CT

STONE ARCH WEALTH ADVISORS, LLC

Aug 2016 – Dec 2016

CHESHIRE, CT

COMMONWEALTH FINANCIAL NETWORK

Nov 2005 – Aug 2016

CHESHIRE, CT

ADVEST, INC.

Mar 2003 – Dec 2005

GLASTONBURY, CT

VERAVEST INVESTMENT ADVISORS, INC.

May 1999 – Apr 2003

GLASTONBURY, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · May 24, 1999

Years registered · 27

Professional designations · CFP, ChFC

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STONE ARCH WEALTH ADVISORS, LLC

CRD 284536 · SEC 801-108142

AUM

$48M

Regulatory assets under management

Employees

169 client accounts

Services offered by STONE ARCH WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STONE ARCH WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Roger Primozich offer?

David Roger Primozich specializes in Financial Planning, Investment Management. Contact their office in CHESHIRE, Connecticut for a consultation.

What are David Roger Primozich's credentials?

David Roger Primozich holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Roger Primozich located?

David Roger Primozich is based in CHESHIRE, Connecticut, working with STONE ARCH WEALTH ADVISORS, LLC. Their office serves clients in the CHESHIRE metropolitan area and surrounding communities.

How does David Roger Primozich charge for services?

David Roger Primozich's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONE ARCH WEALTH ADVISORS, LLC?

STONE ARCH WEALTH ADVISORS, LLC has approximately 3 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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