Unclaimed Profile

Daniel Anthony Roberts

FISCAL WISDOM WEALTH MANAGEMENT LLC·CANTON, Connecticut

SIE, Series 3, Series 4, Series 6, Series 6TO, Series 7, Series 14, Series 24, Series 50, Series 52TO, Series 53, Series 54, Series 63, Series 65, Series 66, Series 99TOClean record20 years registeredFISCAL WISDOM WEALTH MANAGEMENT LLC

61 MAPLE AVENUE, CANTON, CT 06019CRD# 2208120Firm CRD# 168299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Anthony Roberts · CANTON, CT

Registration

CRD #2208120 · FISCAL WISDOM WEALTH MANAGEMENT LLC · 20 years registered

Brand Profile

Not yet started

Career History

FISCAL WISDOM WEALTH MANAGEMENT LLC

Sep 2025 – present

ROBERTS & RYAN, INC.

Apr 2025 – present

SECURITIZE MARKETS, LLC

Feb 2024 – present

VISTIA CAPITAL, LLC

Jun 2021 – present

ROCKEFELLER FINANCIAL LLC

May 2019 – present

PEOPLE'S UNITED ADVISORS, INC.

Aug 2021 – Aug 2022

Stanton, IA

INDEXPERTS, LLC

Jul 2021 – Dec 2024

Parrish, FL

LINDEN THOMAS ADVISORY SERVICES, LLC

Apr 2019 – Dec 2024

Parrish, FL

PARK AVENUE SECURITIES LLC

Jun 2018 – Feb 2019

Stanton, IA

NATIONWIDE SECURITIES, LLC

Aug 2008 – Jun 2018

OMAHA, NE

1717 CAPITAL MANAGEMENT COMPANY

Jan 2006 – Aug 2008

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 6TO

Series 7

Series 14

Series 24

Series 50

Series 52TO

Series 53

Series 54

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · January 6, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FISCAL WISDOM WEALTH MANAGEMENT LLC

CRD 168299 · SEC 801-119231

AUM

$214M

Regulatory assets under management

Employees

2,064 client accounts

Services offered by FISCAL WISDOM WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FISCAL WISDOM WEALTH MANAGEMENT LLC →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CANTON?

Browse all registered financial advisors in CANTON, Connecticut or claim this profile if it's yours.

Browse CANTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel Anthony Roberts offer?

Daniel Anthony Roberts specializes in Financial Planning, Investment Management. Contact their office in CANTON, Connecticut for a consultation.

What are Daniel Anthony Roberts's credentials?

Daniel Anthony Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Anthony Roberts located?

Daniel Anthony Roberts is based in CANTON, Connecticut, working with FISCAL WISDOM WEALTH MANAGEMENT LLC. Their office serves clients in the CANTON metropolitan area and surrounding communities.

How does Daniel Anthony Roberts charge for services?

Daniel Anthony Roberts's firm is compensated through percentage of aum, hourly charges, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FISCAL WISDOM WEALTH MANAGEMENT LLC?

FISCAL WISDOM WEALTH MANAGEMENT LLC has approximately 22 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →