Unclaimed Profile

Theresa Lynn Ashton

TOWNSEND & ASSOCIATES, INC.·WESTMINSTER, Colorado

SIE, Series 6, Series 7, Series 26, Series 63, Series 66Clean record19 years registeredTOWNSEND & ASSOCIATES, INC.

2761 W. 120TH AVE., SUITE 200, WESTMINSTER, CO 80234CRD# 1371189Firm CRD# 113681

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theresa Lynn Ashton · WESTMINSTER, CO

Registration

CRD #1371189 · TOWNSEND & ASSOCIATES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

TOWNSEND

Aug 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 66

Registration record

First registered · August 2, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWNSEND & ASSOCIATES, INC.

CRD 113681 · SEC 801-66559

AUM

$1.1B

Regulatory assets under management

Employees

3,418 client accounts

Services offered by TOWNSEND & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TOWNSEND & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Theresa Lynn Ashton offer?

Theresa Lynn Ashton specializes in Financial Planning, Investment Management. Contact their office in WESTMINSTER, Colorado for a consultation.

What are Theresa Lynn Ashton's credentials?

Theresa Lynn Ashton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theresa Lynn Ashton located?

Theresa Lynn Ashton is based in WESTMINSTER, Colorado, working with TOWNSEND & ASSOCIATES, INC.. Their office serves clients in the WESTMINSTER metropolitan area and surrounding communities.

How does Theresa Lynn Ashton charge for services?

Theresa Lynn Ashton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWNSEND & ASSOCIATES, INC.?

TOWNSEND & ASSOCIATES, INC. has approximately 29 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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