Unclaimed Profile

Brian Erle Gray

APO FINANCIAL SERVICES, LLC·WESTMINSTER, Colorado

Series 6514 years registeredAPO FINANCIAL SERVICES, LLC

10155 WESTMOOR DRIVE, WESTMINSTER, CO 80021-2627CRD# 4957599Firm CRD# 297647

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Erle Gray · WESTMINSTER, CO

Registration

CRD #4957599 · APO FINANCIAL SERVICES, LLC · 14 years registered

Brand Profile

Not yet started

Career History

GRAYLARK FINANCIAL, LLC

Jun 2023 – present

APO FINANCIAL SERVICES, LLC

Jul 2019 – May 2023

WESTMINSTER, CO

HORTER INVESTMENT MANAGEMENT, LLC

Apr 2012 – Aug 2019

BOULDER, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 23, 2012

Years registered · 14

Disclosure History

2016Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

APO FINANCIAL SERVICES, LLC

CRD 297647 · SEC 801-118090

AUM

$100M

Regulatory assets under management

Employees

918 client accounts

Services offered by APO FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at APO FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Erle Gray offer?

Brian Erle Gray specializes in Financial Planning, Investment Management. Contact their office in WESTMINSTER, Colorado for a consultation.

What are Brian Erle Gray's credentials?

Brian Erle Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Erle Gray located?

Brian Erle Gray is based in WESTMINSTER, Colorado, working with APO FINANCIAL SERVICES, LLC. Their office serves clients in the WESTMINSTER metropolitan area and surrounding communities.

How does Brian Erle Gray charge for services?

Brian Erle Gray's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APO FINANCIAL SERVICES, LLC?

APO FINANCIAL SERVICES, LLC has approximately 8 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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