Unclaimed Profile

Shawn Robert Kelly

TOWNSEND & ASSOCIATES, INC.·WESTMINSTER, Colorado

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record23 years registeredTOWNSEND & ASSOCIATES, INC.

2761 W. 120TH AVE., SUITE 200, WESTMINSTER, CO 80234CRD# 4132844Firm CRD# 113681

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Robert Kelly · WESTMINSTER, CO

Registration

CRD #4132844 · TOWNSEND & ASSOCIATES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

TOWNSEND

Jan 2008 – present

SECURITIES AMERICA ADVISORS, INC.

May 2003 – Aug 2007

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · May 5, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWNSEND & ASSOCIATES, INC.

CRD 113681 · SEC 801-66559

AUM

$1.1B

Regulatory assets under management

Employees

3,418 client accounts

Services offered by TOWNSEND & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TOWNSEND & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Shawn Robert Kelly offer?

Shawn Robert Kelly specializes in Financial Planning, Investment Management. Contact their office in WESTMINSTER, Colorado for a consultation.

What are Shawn Robert Kelly's credentials?

Shawn Robert Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Robert Kelly located?

Shawn Robert Kelly is based in WESTMINSTER, Colorado, working with TOWNSEND & ASSOCIATES, INC.. Their office serves clients in the WESTMINSTER metropolitan area and surrounding communities.

How does Shawn Robert Kelly charge for services?

Shawn Robert Kelly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWNSEND & ASSOCIATES, INC.?

TOWNSEND & ASSOCIATES, INC. has approximately 29 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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