Unclaimed Profile

E Robert Iii Theriot

ADVISORS ASSET MANAGEMENT, INC.·MONUMENT, Colorado

SIE, Series 000, Series 1, Series 5, Series 12, Series 24, Series 40, Series 63, Series 6542 years registeredADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132CRD# 444770Firm CRD# 46727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

E Robert Iii Theriot · MONUMENT, CO

Registration

CRD #444770 · ADVISORS ASSET MANAGEMENT, INC. · 42 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADVISORS ASSET MANAGEMENT, INC.

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Aug 1983 – Jan 2007

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 000

Series 1

Series 5

Series 12

Series 24

Series 40

Series 63

Series 65

Registration record

First registered · August 23, 1983

Years registered · 42

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

ADVISORS ASSET MANAGEMENT, INC.

CRD 46727 · SEC 801-62731

AUM

$3.9B

Regulatory assets under management

Employees

272

1,767 client accounts

Services offered by ADVISORS ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ADVISORS ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does E Robert Iii Theriot offer?

E Robert Iii Theriot specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are E Robert Iii Theriot's credentials?

E Robert Iii Theriot is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is E Robert Iii Theriot located?

E Robert Iii Theriot is based in MONUMENT, Colorado, last registered with ADVISORS ASSET MANAGEMENT, INC..

How does E Robert Iii Theriot charge for services?

E Robert Iii Theriot's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORS ASSET MANAGEMENT, INC.?

ADVISORS ASSET MANAGEMENT, INC. has approximately 272 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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