Unclaimed Profile

Roger Scott Roberg

ADVISORS ASSET MANAGEMENT, INC.·MONUMENT, Colorado

ADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132CRD# 2552242Firm CRD# 46727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Scott Roberg · MONUMENT, CO

Registration

CRD #2552242 · ADVISORS ASSET MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

5 disclosures on file · See FINRA BrokerCheck for full record

About

Roger Scott Roberg is a registered financial advisor based in MONUMENT, Colorado, affiliated with ADVISORS ASSET MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

ADVISORS ASSET MANAGEMENT, INC.

AUM

$3.9B

Regulatory assets under management

Employees

272

Total firm employees

View all advisors at ADVISORS ASSET MANAGEMENT, INC. →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2552242

Firm CRD# 46727

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Roger Scott Roberg offer?

Roger Scott Roberg specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MONUMENT, Colorado for a consultation.

What are Roger Scott Roberg's credentials?

Roger Scott Roberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Scott Roberg located?

Roger Scott Roberg is based in MONUMENT, Colorado, working with ADVISORS ASSET MANAGEMENT, INC.. Their office serves clients in the MONUMENT metropolitan area and surrounding communities.

How does Roger Scott Roberg charge for services?

Roger Scott Roberg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORS ASSET MANAGEMENT, INC.?

ADVISORS ASSET MANAGEMENT, INC. has approximately 272 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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