Unclaimed Profile

Mark Thomas Neely

CEDRUS HOLDING CO, LLC·LITTLETON, Colorado

SIE, Series 7, Series 7TO, Series 24, Series 53, Series 63, Series 65CFP ChFC27 years registeredCEDRUS HOLDING CO, LLC

8241 SOUTH CONTINENTAL DIVIDE ROAD, LITTLETON, CO 80127CRD# 1783117Firm CRD# 312878

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Thomas Neely · LITTLETON, CO

Registration

CRD #1783117 · CEDRUS HOLDING CO, LLC · 27 years registered

Brand Profile

Not yet started

Career History

ARAX ADVISORY PARTNERS

Dec 2024 – present

CEDRUS

Jun 2021 – Mar 2025

LITTLETON, CO

EQUITABLE ADVISORS, LLC

Jan 1999 – Jun 2021

LAKEWOOD, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designations · CFP, ChFC

Disclosure History

2006Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CEDRUS HOLDING CO, LLC

CRD 312878 · SEC 801-120443

AUM

$651M

Regulatory assets under management

Employees

2,007 client accounts

Services offered by CEDRUS HOLDING CO, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CEDRUS HOLDING CO, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Thomas Neely offer?

Mark Thomas Neely specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLETON, Colorado for a consultation.

What are Mark Thomas Neely's credentials?

Mark Thomas Neely holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Thomas Neely located?

Mark Thomas Neely is based in LITTLETON, Colorado, working with CEDRUS HOLDING CO, LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.

How does Mark Thomas Neely charge for services?

Mark Thomas Neely's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CEDRUS HOLDING CO, LLC?

CEDRUS HOLDING CO, LLC has approximately 17 employees and manages $651M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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