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Sean Gary Sprinkle

SPRINKLE FINANCIAL CONSULTANTS LLC·LITTLETON, Colorado
Series 65Clean record27 years registeredSPRINKLE FINANCIAL CONSULTANTS LLC
1520 WEST CANAL COURT, SUITE 220, LITTLETON, CO 80120CRD# 4405490Firm CRD# 112227

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean Gary Sprinkle · LITTLETON, CO
Registration
CRD #4405490 · SPRINKLE FINANCIAL CONSULTANTS LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 1, 1999
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SPRINKLE FINANCIAL CONSULTANTS LLC
CRD 112227 · SEC 801-48276
AUM
$798M
Regulatory assets under management
Employees
10
1,069 client accounts
Services offered by SPRINKLE FINANCIAL CONSULTANTS LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Sean Gary Sprinkle offer?
Sean Gary Sprinkle specializes in Investment Management. Contact their office in LITTLETON, Colorado for a consultation.
What are Sean Gary Sprinkle's credentials?
Sean Gary Sprinkle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean Gary Sprinkle located?
Sean Gary Sprinkle is based in LITTLETON, Colorado, working with SPRINKLE FINANCIAL CONSULTANTS LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.
How does Sean Gary Sprinkle charge for services?
Sean Gary Sprinkle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPRINKLE FINANCIAL CONSULTANTS LLC?
SPRINKLE FINANCIAL CONSULTANTS LLC has approximately 10 employees and manages $798M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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