Unclaimed Profile

Gregory Alan Wambolt

WAMBOLT & ASSOCIATES, LLC·LITTLETON, Colorado

Series 6, Series 7, Series 63, Series 66Clean record25 years registeredWAMBOLT & ASSOCIATES, LLC

13976 W. BOWLES AVENUE, LITTLETON, CO 80127CRD# 1661222Firm CRD# 153454

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Alan Wambolt · LITTLETON, CO

Registration

CRD #1661222 · WAMBOLT & ASSOCIATES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Jun 2025 – present

METIS WEALTH MANAGEMENT, LLC

Aug 2016 – Dec 2016

Littleton, CO

CENTRIC INVESTMENT GROUP INC

May 2016 – Dec 2019

LITTLETON, CO

METIS, L.L.C.

May 2014 – Apr 2015

LITTLETON, CO

WAMBOLT & ASSOCIATES, LLC

Jun 2010 – Sep 2025

LITTLETON, CO

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Aug 2007 – Jun 2010

LITTLETON, CO

NETWORK PLANNING ADVISORS, L.L.C.

Jan 2005 – Jan 2006

LAKEWOOD, CO

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

Dec 2003 – Apr 2007

MILWAUKEE, WI

FINANCIAL BLUEPRINTS, LLC

Jun 2001 – Dec 2004

LAKEWOOD, CO

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · June 21, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAMBOLT & ASSOCIATES, LLC

CRD 153454 · SEC 801-71476

AUM

$565M

Regulatory assets under management

Employees

1,849 client accounts

Services offered by WAMBOLT & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WAMBOLT & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Alan Wambolt offer?

Gregory Alan Wambolt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLETON, Colorado for a consultation.

What are Gregory Alan Wambolt's credentials?

Gregory Alan Wambolt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Alan Wambolt located?

Gregory Alan Wambolt is based in LITTLETON, Colorado, working with WAMBOLT & ASSOCIATES, LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.

How does Gregory Alan Wambolt charge for services?

Gregory Alan Wambolt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAMBOLT & ASSOCIATES, LLC?

WAMBOLT & ASSOCIATES, LLC has approximately 16 employees and manages $565M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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