Unclaimed Profile

Cynthia Diane Alvarez

WAMBOLT & ASSOCIATES, LLC·LITTLETON, Colorado

Series 7, Series 66Clean record13 years registeredWAMBOLT & ASSOCIATES, LLC

13976 W. BOWLES AVENUE, LITTLETON, CO 80127CRD# 6082323Firm CRD# 153454

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cynthia Diane Alvarez · LITTLETON, CO

Registration

CRD #6082323 · WAMBOLT & ASSOCIATES, LLC · 13 years registered

Brand Profile

Not yet started

Career History

SAVVY

Dec 2024 – present

METIS WEALTH MANAGEMENT, LLC

Aug 2016 – Dec 2016

Littleton, CO

CENTRIC INVESTMENT GROUP INC

Jun 2016 – Dec 2019

LITTLETON, CO

METIS, L.L.C.

Jun 2014 – Apr 2015

LITTLETON, CO

WAMBOLT & ASSOCIATES, LLC

Apr 2013 – Nov 2024

LITTLETON, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 23, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAMBOLT & ASSOCIATES, LLC

CRD 153454 · SEC 801-71476

AUM

$565M

Regulatory assets under management

Employees

1,849 client accounts

Services offered by WAMBOLT & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WAMBOLT & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Cynthia Diane Alvarez offer?

Cynthia Diane Alvarez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLETON, Colorado for a consultation.

What are Cynthia Diane Alvarez's credentials?

Cynthia Diane Alvarez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cynthia Diane Alvarez located?

Cynthia Diane Alvarez is based in LITTLETON, Colorado, working with WAMBOLT & ASSOCIATES, LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.

How does Cynthia Diane Alvarez charge for services?

Cynthia Diane Alvarez's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAMBOLT & ASSOCIATES, LLC?

WAMBOLT & ASSOCIATES, LLC has approximately 16 employees and manages $565M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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