Unclaimed Profile

Caryn M Egbert

MATTERN CAPITAL MANAGEMENT, LLC·LAKEWOOD, Colorado

SIE, Series 7, Series 9, Series 10, Series 63Clean record23 years registeredMATTERN CAPITAL MANAGEMENT, LLC

165 S. UNION BLVD, LAKEWOOD, CO 80228CRD# 2573716Firm CRD# 299342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Caryn M Egbert · LAKEWOOD, CO

Registration

CRD #2573716 · MATTERN CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MATTERN CAPITAL MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

Dec 2002 – Oct 2008

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Registration record

First registered · December 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MATTERN CAPITAL MANAGEMENT, LLC

CRD 299342 · SEC 801-114522

AUM

$918M

Regulatory assets under management

Employees

1,151 client accounts

Services offered by MATTERN CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MATTERN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Caryn M Egbert offer?

Caryn M Egbert specializes in Financial Planning, Investment Management, Wealth Management.

What are Caryn M Egbert's credentials?

Caryn M Egbert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Caryn M Egbert located?

Caryn M Egbert is based in LAKEWOOD, Colorado, last registered with MATTERN CAPITAL MANAGEMENT, LLC.

How does Caryn M Egbert charge for services?

Caryn M Egbert's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MATTERN CAPITAL MANAGEMENT, LLC?

MATTERN CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $918M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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