Unclaimed Profile

Perry Joseph Mattern

MATTERN CAPITAL MANAGEMENT, LLC·LAKEWOOD, Colorado

SIE, Series 7, Series 9, Series 10, Series 31, Series 66CFP25 years registeredMATTERN CAPITAL MANAGEMENT, LLC

165 S. UNION BLVD, LAKEWOOD, CO 80228CRD# 4168498Firm CRD# 299342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Perry Joseph Mattern · LAKEWOOD, CO

Registration

CRD #4168498 · MATTERN CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

MATTERN CAPITAL MANAGEMENT, LLC

Feb 2019 – present

WELLS FARGO CLEARING SERVICES, LLC

Jan 2008 – Feb 2019

DENVER, CO

A. G. EDWARDS & SONS, INC.

Jan 2001 – Jan 2008

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · January 23, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

1992Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MATTERN CAPITAL MANAGEMENT, LLC

CRD 299342 · SEC 801-114522

AUM

$918M

Regulatory assets under management

Employees

1,151 client accounts

Services offered by MATTERN CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MATTERN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Perry Joseph Mattern offer?

Perry Joseph Mattern specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKEWOOD, Colorado for a consultation.

What are Perry Joseph Mattern's credentials?

Perry Joseph Mattern holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Perry Joseph Mattern located?

Perry Joseph Mattern is based in LAKEWOOD, Colorado, working with MATTERN CAPITAL MANAGEMENT, LLC. Their office serves clients in the LAKEWOOD metropolitan area and surrounding communities.

How does Perry Joseph Mattern charge for services?

Perry Joseph Mattern's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MATTERN CAPITAL MANAGEMENT, LLC?

MATTERN CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $918M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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