Unclaimed Profile

Colin Timothy Richards

LORD AND RICHARDS WEALTH MANAGEMENT, LLC·HIGHLANDS RANCH, Colorado

Series 65Clean record12 years registeredLORD AND RICHARDS WEALTH MANAGEMENT, LLC

8744 LUCENT BLVD, HIGHLANDS RANCH, CO 80126CRD# 6371463Firm CRD# 328907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colin Timothy Richards · HIGHLANDS RANCH, CO

Registration

CRD #6371463 · LORD AND RICHARDS WEALTH MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

LORD AND RICHARDS

Jan 2024 – present

AE WEALTH MANAGEMENT, LLC

Nov 2017 – Jun 2024

Highland Ranch, CO

BROOKSTONE CAPITAL MANAGEMENT LLC

Jul 2014 – Nov 2017

Highlands Ranch, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 14, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LORD AND RICHARDS WEALTH MANAGEMENT, LLC

CRD 328907 · SEC 801-129213

AUM

$96M

Regulatory assets under management

Employees

823 client accounts

Services offered by LORD AND RICHARDS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LORD AND RICHARDS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Colin Timothy Richards offer?

Colin Timothy Richards specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in HIGHLANDS RANCH, Colorado for a consultation.

What are Colin Timothy Richards's credentials?

Colin Timothy Richards is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colin Timothy Richards located?

Colin Timothy Richards is based in HIGHLANDS RANCH, Colorado, working with LORD AND RICHARDS WEALTH MANAGEMENT, LLC. Their office serves clients in the HIGHLANDS RANCH metropolitan area and surrounding communities.

How does Colin Timothy Richards charge for services?

Colin Timothy Richards's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LORD AND RICHARDS WEALTH MANAGEMENT, LLC?

LORD AND RICHARDS WEALTH MANAGEMENT, LLC has approximately 17 employees and manages $96M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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