Unclaimed Profile

Christopher Kozak

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.·HIGHLANDS RANCH, Colorado

SIE, Series 6, Series 7, Series 63, Series 6615 years registeredKOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

1805 SHEA CENTER DRIVE, HIGHLANDS RANCH, CO 80129CRD# 5530806Firm CRD# 298353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Kozak · HIGHLANDS RANCH, CO

Registration

CRD #5530806 · KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. · 15 years registered

Brand Profile

Not yet started

Career History

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

Sep 2018 – present

CETERA ADVISORS LLC

Jul 2011 – Oct 2018

HIGHLANDS RANCH, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · July 29, 2011

Years registered · 15

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

CRD 298353 · SEC 801-113934

AUM

$628M

Regulatory assets under management

Employees

2,087 client accounts

Services offered by KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. →

Introduction

Speak with Christopher

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Christopher is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HIGHLANDS RANCH?

Browse all registered financial advisors in HIGHLANDS RANCH, Colorado or claim this profile if it's yours.

Browse HIGHLANDS RANCH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Christopher Kozak offer?

Christopher Kozak specializes in Financial Planning, Investment Management. Contact their office in HIGHLANDS RANCH, Colorado for a consultation.

What are Christopher Kozak's credentials?

Christopher Kozak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Kozak located?

Christopher Kozak is based in HIGHLANDS RANCH, Colorado, working with KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.. Their office serves clients in the HIGHLANDS RANCH metropolitan area and surrounding communities.

How does Christopher Kozak charge for services?

Christopher Kozak's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.?

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. has approximately 10 employees and manages $628M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →