Unclaimed Profile

Benjamin Troy Warwick

QUANTITATIVE EQUITY STRATEGIES, LLC·HIGHLANDS RANCH, Colorado

SIE, Series 3, Series 6, Series 7, Series 30, Series 63, Series 65, Series 66Clean record22 years registeredQUANTITATIVE EQUITY STRATEGIES, LLC

8822 S RIDGELINE BLVD., HIGHLANDS RANCH, CO 80129CRD# 1528739Firm CRD# 130097

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Troy Warwick · HIGHLANDS RANCH, CO

Registration

CRD #1528739 · QUANTITATIVE EQUITY STRATEGIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

TANDEM FINANCIAL, LLC

Sep 2025 – present

ADVISORS PREFERRED LLC

Nov 2024 – present

SOVEREIGN PRIVATE EQUITY MANAGEMENT, LLC

Jan 2023 – Dec 2024

Highlands Ranch, CO

AVEO CAPITAL PARTNERS, LLC

Jun 2020 – Oct 2025

ENGLEWOOD, CO

FORT POINT CAPITAL PARTNERS LLC

May 2017 – Jul 2020

HIGHLANDS RANCH, CO

SOVEREIGN WEALTH MANAGEMENT INC

Feb 2007 – Nov 2010

MEMPHIS, TN

OCCAM CAPITAL ADVISORS, LLC

Sep 2004 – Dec 2005

HIGHLANDS RANCH, CO

SOVEREIGN PRIVATE EQUITY MANAGEMENT, LLC

Aug 2004 – Dec 2022

HIGHLANDS RANCH, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 30

Series 63

Series 65

Series 66

Registration record

First registered · August 6, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUANTITATIVE EQUITY STRATEGIES, LLC

CRD 130097 · SEC 801-63531

AUM

$18M

Regulatory assets under management

Employees

1 client accounts

Services offered by QUANTITATIVE EQUITY STRATEGIES, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at QUANTITATIVE EQUITY STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin Troy Warwick offer?

Benjamin Troy Warwick specializes in Retirement Planning. Contact their office in HIGHLANDS RANCH, Colorado for a consultation.

What are Benjamin Troy Warwick's credentials?

Benjamin Troy Warwick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Troy Warwick located?

Benjamin Troy Warwick is based in HIGHLANDS RANCH, Colorado, working with QUANTITATIVE EQUITY STRATEGIES, LLC. Their office serves clients in the HIGHLANDS RANCH metropolitan area and surrounding communities.

How does Benjamin Troy Warwick charge for services?

Benjamin Troy Warwick's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUANTITATIVE EQUITY STRATEGIES, LLC?

QUANTITATIVE EQUITY STRATEGIES, LLC has approximately 1 employees and manages $18M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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