Unclaimed Profile

Stephen Lynn Wenner

TRANSITIONS WEALTH MANAGEMENT, LLC·GREENWOOD VILLAGE, Colorado

Series 65Clean record27 years registeredTRANSITIONS WEALTH MANAGEMENT, LLC

8101 E PRENTICE AVENUE, GREENWOOD VILLAGE, CO 80111-2935CRD# 3227089Firm CRD# 107812

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Lynn Wenner · GREENWOOD VILLAGE, CO

Registration

CRD #3227089 · TRANSITIONS WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRANSITIONS WEALTH MANAGEMENT, LLC

TRANSITIONS WEALTH MANAGEMENT, LLC

May 1999 – Feb 2020

GREENWOOD VILLAGE, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 12, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRANSITIONS WEALTH MANAGEMENT, LLC

CRD 107812 · SEC 801-61992

AUM

$478M

Regulatory assets under management

Employees

414 client accounts

Services offered by TRANSITIONS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRANSITIONS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Lynn Wenner offer?

Stephen Lynn Wenner specializes in Financial Planning, Investment Management.

What are Stephen Lynn Wenner's credentials?

Stephen Lynn Wenner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Lynn Wenner located?

Stephen Lynn Wenner is based in GREENWOOD VILLAGE, Colorado, last registered with TRANSITIONS WEALTH MANAGEMENT, LLC.

How does Stephen Lynn Wenner charge for services?

Stephen Lynn Wenner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSITIONS WEALTH MANAGEMENT, LLC?

TRANSITIONS WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $478M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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