Unclaimed Profile

Michael Gene Simmons

TRANSITIONS WEALTH MANAGEMENT, LLC·DENVER, Colorado

Series 7, Series 9, Series 10, Series 31, Series 63, Series 65Clean record26 years registeredTRANSITIONS WEALTH MANAGEMENT, LLC

4600 S. ULSTER ST., SUITE 1050, DENVER, CO 80237-3610CRD# 2851294Firm CRD# 107812

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Gene Simmons · DENVER, CO

Registration

CRD #2851294 · TRANSITIONS WEALTH MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Jan 2024 – present

TRANSITIONS WEALTH MANAGEMENT, LLC

Nov 2007 – Aug 2024

GREENWOOD VILLAGE, CO

BANCWEST INVESTMENT SERVICES, INC.

Sep 2007 – Nov 2007

CENTENNIAL, CO

BANCWEST INVESTMENT SERVICES, INC.

Sep 2006 – Sep 2007

CENTENNIAL, CO

INVEST FINANCIAL CORPORATION

Jul 2005 – Aug 2006

OTTAWA, KS

TD WATERHOUSE INVESTOR SERVICES, INC.

Oct 2004 – May 2005

KANSAS CITY, MO

CHARLES SCHWAB & CO., INC.

Feb 2000 – Mar 2004

ENGLEWOOD, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · February 16, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRANSITIONS WEALTH MANAGEMENT, LLC

CRD 107812 · SEC 801-61992

AUM

$478M

Regulatory assets under management

Employees

414 client accounts

Services offered by TRANSITIONS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRANSITIONS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Gene Simmons offer?

Michael Gene Simmons specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Michael Gene Simmons's credentials?

Michael Gene Simmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Gene Simmons located?

Michael Gene Simmons is based in DENVER, Colorado, working with TRANSITIONS WEALTH MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Michael Gene Simmons charge for services?

Michael Gene Simmons's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSITIONS WEALTH MANAGEMENT, LLC?

TRANSITIONS WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $478M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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