Unclaimed Profile

Sean Michael Waters

COOK STREET CONSULTING, INC.·GREENWOOD VILLAGE, Colorado

Series 7, Series 63, Series 65Clean record23 years registeredCOOK STREET CONSULTING, INC.

5299 DTC BLVD, GREENWOOD VILLAGE, CO 80111CRD# 2765317Firm CRD# 112829

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Michael Waters · GREENWOOD VILLAGE, CO

Registration

CRD #2765317 · COOK STREET CONSULTING, INC. · 23 years registered

Brand Profile

Not yet started

Career History

FIDUCIARY CONSULTING GROUP

Jun 2024 – present

COOK STREET CONSULTING, INC.

Feb 2022 – Jul 2024

GREENWOOD VILLAGE, CO

COOK STREET CONSULTING, INC.

Nov 2002 – Oct 2009

DENVER, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 7, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COOK STREET CONSULTING, INC.

CRD 112829 · SEC 801-16541

AUM

$7.1B

Regulatory assets under management

Employees

53 client accounts

Services offered by COOK STREET CONSULTING, INC.

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at COOK STREET CONSULTING, INC. →

Introduction

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Frequently Asked Questions

What services does Sean Michael Waters offer?

Sean Michael Waters specializes in Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Sean Michael Waters's credentials?

Sean Michael Waters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Michael Waters located?

Sean Michael Waters is based in GREENWOOD VILLAGE, Colorado, working with COOK STREET CONSULTING, INC.. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Sean Michael Waters charge for services?

Sean Michael Waters's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COOK STREET CONSULTING, INC.?

COOK STREET CONSULTING, INC. has approximately 38 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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