Unclaimed Profile

Lazaro Guzman

EMPOWER CAPITAL MANAGEMENT, LLC·GREENWOOD VILLAGE, Colorado

SIE, Series 6, Series 26, Series 63CFAClean record7 years registeredEMPOWER CAPITAL MANAGEMENT, LLC

8515 EAST ORCHARD ROAD, 2T3, GREENWOOD VILLAGE, CO 80111CRD# 4600285Firm CRD# 107272

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lazaro Guzman · GREENWOOD VILLAGE, CO

Registration

CRD #4600285 · EMPOWER CAPITAL MANAGEMENT, LLC · 7 years registered

Brand Profile

Not yet started

Career History

EMPOWER CAPITAL MANAGEMENT, LLC

Feb 2023 – present

EMPOWER FINANCIAL SERVICES, INC.

Jan 2023 – present

GLOBAL PORTFOLIO STRATEGIES, INC.

Apr 2019 – Dec 2022

Hartford, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Registration record

First registered · April 11, 2019

Years registered · 7

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMPOWER CAPITAL MANAGEMENT, LLC

CRD 107272 · SEC 801-52309

AUM

$64.9B

Regulatory assets under management

Employees

305

154 client accounts

Services offered by EMPOWER CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at EMPOWER CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Lazaro Guzman offer?

Lazaro Guzman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Lazaro Guzman's credentials?

Lazaro Guzman holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lazaro Guzman located?

Lazaro Guzman is based in GREENWOOD VILLAGE, Colorado, working with EMPOWER CAPITAL MANAGEMENT, LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Lazaro Guzman charge for services?

Lazaro Guzman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPOWER CAPITAL MANAGEMENT, LLC?

EMPOWER CAPITAL MANAGEMENT, LLC has approximately 305 employees and manages $64.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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