Unclaimed Profile

Michael Wayne Speer

PRESIDENTIAL BROKERAGE, INC.·GREENWOOD VILLAGE, Colorado

SIE, Series 4, Series 7, Series 24, Series 63, Series 6527 years registeredPRESIDENTIAL BROKERAGE, INC.

5445 DTC PKWY, GREENWOOD VILLAGE, CO 80111CRD# 2414155Firm CRD# 28784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Wayne Speer · GREENWOOD VILLAGE, CO

Registration

CRD #2414155 · PRESIDENTIAL BROKERAGE, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRESIDENTIAL BROKERAGE, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nov 2012 – Jan 2018

Greenwood Village, CO

PRESIDENTIAL BROKERAGE, INC.

Jan 1999 – Nov 2012

GREENWOOD VILLAGE, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2023Customer Dispute·Withdrawn

2021Customer Dispute·Settled

2020Customer Dispute·Settled

2017Customer Dispute·Denied

2014Customer Dispute·Denied

2014Customer Dispute·Settled

2010Customer Dispute·Settled

2005Regulatory·Final

9 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORTA FINANCIAL GROUP, INC.

CRD 28784 · SEC 801-113100

AUM

$172M

Regulatory assets under management

Employees

1,284 client accounts

Services offered by FORTA FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FORTA FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Wayne Speer offer?

Michael Wayne Speer specializes in Financial Planning, Investment Management.

What are Michael Wayne Speer's credentials?

Michael Wayne Speer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Wayne Speer located?

Michael Wayne Speer is based in GREENWOOD VILLAGE, Colorado, last registered with PRESIDENTIAL BROKERAGE, INC..

How does Michael Wayne Speer charge for services?

Michael Wayne Speer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESIDENTIAL BROKERAGE, INC.?

PRESIDENTIAL BROKERAGE, INC. has approximately 25 employees and manages $172M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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